Director of Compliance


Dallas, TX


Our life insurance client based in Dallas, TX is looking for a Director of Compliance to join their startup minded team to work closely with senior management to accomplish the overall compliance function. Their competitive salary, 100% company paid health, dental and vision insurance along with generous PTO and flexible work schedule makes this one of the most sought-after agencies to work for in Dallas, TX.



  • Develop the Company’s risk-based compliance program and related policies
  • Implement a compliance testing program and all legal/regulatory requirements
  • Conduct compliance audits of their policy forms
  • Manage Market Conduct Examinations and the development of corrective actions to ensure continued compliance
  • Review company marketing and advertising materials for compliance with laws and regulations


  • Minimum of 8+ years life insurance experience working in compliance/ legal
  • Bachelor’s degree required; advanced degree preferred


If you are a strong and proactive leader who has experience creating compliance programs from scratch with other department heads then please reach out to Allison Cary to learn more.

Smith & Wilkinson